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In 2007 ISAF commissioned Bob Fisher to produce a book to
commemorate the centenary of our sport's governing body. Unfortunately it
was never published. Here is a chapter on the history of the rules, written
for the book by Mark Rushall.
The Racing Rules of sailing
Racing sailors find it difficult to empathise with competitors in other
sports who have no need of a close understanding of their rules. But sailors
have no fixed starting blocks, there are no lanes painted on the race course
and considerable debate over which is the quickest route between two points.
Contact between boats can easily turn into a traumatic and expensive event.
Newcomers may initially find the racing rules of sailing difficult to
follow; however the current version is substantially simpler than previous
incarnations. Incidents in the 19th century, when many of the rules were
unwritten and many situations open to interpretation, often resulted in
acrimonious disputes and even threats of court action: usually for a local
yacht club trophy and a prize which the wealthy yacht owners could easily
afford to lose.
The first rules
Robert C Macarthur quotes rule 14 of The Water Club of Cork Harbour
(established in 1720, and the forerunner to the Royal Cork Yacht Club,):
“That such members as talk of sailing after dinner shall be fined a
bumper.” Yacht club bars would be very quiet places if this rule had been
universally adopted.
The most significant quoted rule from the Cumberland Fleet in London (which
in 1820 became the Coronation Society and ultimately the Royal Thames Yacht
Club) appears to be “No booming out of jibs”. For early rule makers, issues
of performance and etiquette appear to have had a higher priority then the
“when boats meet” aspects on which our contemporary racers focus.
Starts were from anchor, and boats were generally of disparate size and
speed. Therefore measurement and rating were more important than the right
of way: after only 12 years of racing there was already a letter in the
Southampton Herald in 1827 complaining that “ oversized sails, shifting
ballast, and stripped out insides [are] threatening to diminish the great
interest in sailing. Already there was pressure on the rule makers to reduce
the emphasis on “cheque book sailing”.
“The Yacht Club” (which became the Royal Yacht Club and eventually the Royal
Yacht Squadron) was formed in 1815 in Cowes is generally recognised as the
first organiser of yacht racing in a similar form to that we know.
Of the 13 rules of the Royal Yacht Club in 1928, the first described the
start:
“Vessels to start from moorings laid down at a cable’s distance, with their
sails set, the stations of the respective vessels to be drawn for prior to
the race.”
The next three described the entry requirements, that members be bone fide
owners of boat and equipment, enter one boat only, and have a representative
on board.
The next rule concerns equipment: ballast clearly remained a contentious
point, and there is an attempt to prevent owners from adjusting ballast to
suit the conditions of the day:
“No trimming with ballast or shifting of ballast allowed, and all vessels to
keep their platforms down and bulkheads standing to prevent the unnecessary
expense that has heretofore taken place. That no vessels be allowed to take
out, or take in, ballast for 24 hours previous to the time of starting, and
that no ballast be thrown overboard or water started.”
Also included is a limit on the number (4) and type of sails permitted, and
size of boat required on board.
There is just one right of way rule:
“That vessels on the larboard [port] tack must invariably give way for those
on the starboard tack, and in all cases where a doubt of the possibility of
the vessel on the larboard tack weathering [crossing] the one on the
starboard tack shall exist, the vessel on the larboard tack shall give way,
or if the other vessel keep her course and run into her, the owner of the
vessel on the larboard tack shall be compelled to pay all damages and
forfeit his claim to the prize.”
Vessels are not permitted to touch marks, can use anchors and boats (but not
assistance from other vessels) to get off shore after running aground; only
the hand lead can be used for sounding (presumably to prevent “sculling”
with a solid version).
The final provisions are: “That all and every one of the forgoing rules and
regulations shall be strictly complied with, and any deviation shall subject
the aggressor to forfeit all clams to the prize.”
“That if any objection be made with regard to the sailing of any other
vessel in the race, such objection must be made to the Stewards within one
hour after the vessel making the objection shall arrive at the winning
post.”
Meanwhile, on the Thames, the Royal Thames YC had 17 rules. The main
differences were that the boat had to be steered by a member (the original
“amateur rule?”), the introduction of a time limit (certain buoys to be
rounded by 5 pm or 10pm, or the race to be re-sailed the following day),
that no ballast be taken on board or jettisoned during a race (rather than
within 24 hours), and the possibility to ask for room to tack at an
obstruction:
“That if two yachts standing for the shore, or towards any vessel, and the
yacht to leeward be likely to run aground or afoul of the vessel, and not be
able to stay without coming into contact with the windward yacht, the
windward yacht must be put about upon being hailed by any member of the club
who may be on board the leeward yacht.”
Oars were not allowed except to shove off if aground, or caught on a moored
boat (presumably a common hazard on the Thames), and “skeeting” (use of a
specialised bucket) was only allowed to windward (presumably skeeting to
leeward had been a previous hidden form of propulsion!)
The final RTYC rule allowed a yacht to signal a protest by raising the club
ensign, but did not include any procedure for settling such a protest.
As with the RYS, behind this small number of written rules, were plenty of
unwritten ones. The assumption was that where boats met in ways not
discussed in the written rules, they would follow the rules of the road for
commercial vessels (which were customs rather than regulations at that time,
and certainly not internationally universal) How this could work if several
boats were about to round a mark is unclear. The starting procedure did not
appear in the rules, but was similar to the RYS, except that sails were down
at the start gun.
Semi-formalised racing in the USA was a little later to start than in
Europe, but by 1846, the New York Yacht Club was ready to publish its
version of the racing rules: 22 rules, many based on the RYS version, but
with more detail in the “right of way rules” area.
Again, there was no mention of the familiar standing start procedure.
General requirements covered time limits, re-sails (next day if the race did
not finish within the time limit), yacht ownership, and member
representation on board, a 72-hour limit on ballasting, and sail
limitations.
The NYYC’s right of way rules began to establish many (but not all) of the
principles applied to the modern rules:
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The port
starboard rule was identical to the RYS’s, (current rule 10). |
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A windward boat
was not allowed to bear away to obstruct a boat to leeward (11): |
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Except when the
windward boat hails for room for the shore (NYYC’s version is much more
wordy than this summary Part of our rule 18, though), it shall keep clear. |
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There is a
clearer version of the RTYC’s room to tack rule (our rule 19), including a
very sophisticated sentence that requires the leeward boat to tack at the
same time as the windward one, ensuring she gains no advantage. |
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A crude
mark-rounding rule (18), requiring yachts to give room to the nearest boat
to a mark (but no mention of how to deal with more than 2 yachts). |
Surprisingly, no anchoring was permitted under NYYC rules, and this remained
the case for 20 years.
Objections were to be made within an hour of the finish, in which case two
people from each yacht involved would be selected to appear before the
committee, whose decision was final.
NYYC also legislated for the first use of independent observers:
“A competent person shall be placed by the committee on board each station
vessel to make observations and who, in the event of further information
being required, shall appear before them for examination.”
In looking at the rules of three early sailing clubs, the overall conclusion
is that much is left unwritten, and many situations undefined. As new clubs
formed, each developed a variation felt suited to its own sailing water,
style of yacht, and social situation. The rules developed organically as
situations arose, which were not previously covered. Protests often turned
into long drawn out affairs, clouded by emotion: they were reported in
detail by the press (yacht racing at the time being the subject of much
betting, press interest appears to have been easier to maintain than for
modern yacht racing!) and frequently ended in bad feeling.
One of the enthusiastic reporters of race and protest reports in the 1850’s
was Hunt’s Yachting Magazine, the monthly journal that was published between
1852 and 1887. Hunt’s reported on one acrimonious protest, which began with
a “water to tack”, protest, was followed by an “eligibility” counter
protest, and degenerated into an implication of committee bias (the eventual
winner of the trophy was the Commodore of the club). Hunts editorial began
” …To our horror we find it again grating on the ear, and again giving rise
to angry feelings and sowing the seeds of discord, mingled with the sounds
of lawsuits, and however reluctant we may be, we are bound by our sense of
duty to report the following, which has appeared in the sporting journals.”
The YRA
By the 1850’s, Hunt’s stated that there were more than 20 Royal and other
Yacht clubs in the UK (which then included Ireland): additionally there were
clubs in Sweden, France, the Netherlands, and Canada, with growing fleets in
the USA. Keen owners were beginning to sail round the coast to compete in
regattas held by clubs at the various ports: with different rules, different
ways to solve disputes, and no mechanism for appeal, this confusing
situation had surely to change for the sport of sailing to be able develop.
In 1852, Hunt’s proposed the formation of a confederation of commodores, to
try to achieve some sort of uniformity, which came to nothing. In 1864,
encouraged by some of the newer clubs, Hunt’s printed the racing rules of
the RTYC in full.
Eventually, the Royal Victoria Yacht club, spurred on by its vice commodore
the Marquis of Exeter, organised a Yachting Congress on 1 June 1868 which
was attended by 23 representatives of 14 clubs. Its appointed secretary,
Captain Mackinnon, produced a summary of the existing rules of all clubs,
and a sub committee was formed to draw up a set of universal rules to apply
to all regattas.
The following year, the Congress met again and adopted the new rules, but
when published in the yachting press they gained little support. A number of
clubs disowned the project and continued to use their own versions.
Finally, in 1865, the yacht owners forced the pace. A group led by the
Marquis mailed every owner they could contact, inviting them to join a
Yachting Racing Association. The first meeting was on 17 November 1875; a
committee (later council to avoid confusion with a club committee) was
elected.
Its aim was;
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To codify
existing yacht rules, and make such alterations and additions thereto as
the committee may deem advisable |
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To decide
disputed points connected with yacht racing. The decision of the committee
to be final. |
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To classify
yachts as it may deem advisable for racing. |
Members were to sign a declaration that they would abide by and sail only
under those rules approved by the committee.
After some debate and compromise, the new racing rules were adopted. These
rules defined the race committee’s responsibilities, introduced sailing
instructions, and laid out the starting procedure. There were rules for mark
roundings, obstructions, overtaking and luffing. Despite being a great
improvement on anything that had gone before, 6 clubs, including the Royal
London YC, the RYS and the RTYC, ignored the association and refused to
accept its rules.
Politics solved the situation: HRH Albert Edward, Prince of Wales who was
commodore of the RLYC and about to become commodore of the RYS, was invited
to be President of the YRA. He accepted: problem solved!
Some of the ground breaking rules included the possibility of a flying
start, inspired by the Prince of Wales (initially over a 2 minute window but
ultimately as now used), a requirement for owners to sign an undertaking not
to use moveable ballast, and a ban on the jettisoning of paid crews during a
race!
There was now no limit on sails, so long as steam power was not needed to
hoist them.
The right of way rules were heavily influenced by the “collregs” -
International regulations for preventing collisions at sea - which were
adopted in 1863: An offwind starboard tack boat had to give way to a beating
port tacker, and the windward boat had to keep clear if boats were on the
same tack.
Defensive tactics (current rule 17) were covered: “A yacht may luff as she
pleases to prevent another boat from passing to windward, but must never
bear away out of her course o hinder her from passing to leeward… The
overtaking vessel, if to leeward, must not luff until she has drawn clear of
the yacht she has overtaken.”
An overtaking boat had to keep clear, and an outside boat had to give room
to an inside one at a mark or obstruction. Rather than the 2 boat length
zone in our current rule 18, the inside boat needed to establish the overlap
before the outside one “altered her helm” to round the mark, or “reached”
the obstruction.
The “room to tack rule” now included shoals and buoys.
Anchoring was allowed, mooring was not, and anchors had to be recovered, not
slipped. All yachts were required to assist a man overboard and could claim
a re-sail if this prevented them winning the race.
With the benefit of hindsight, we can see plenty of contradictions and grey
areas in these first unified rules for British sailors, but at least the
principle of common rules and the first chapter of rules development had
been achieved.
The IYRU
Before the formation of the IYRU, the situation in Europe was similar to
that prior to the YRA in the UK: each “National Authority” (in many cases a
yacht club) having its own rules. The goal of a common measurement rule was
the initial motivation for co-operation, and YRA secretary Major Brooke-Heckstall-Smith
managed to convince 11 European countries to meet in London in 1906 with
this aim. The result was the first “metre rule” (the first concession the
British had to make was to adopt metric units!), and agreement to meet in
1907 to discuss an IYRU constitution, and standardised racing rules.
In preparation, the YRA established a committee to review the existing YRA
racing rules in preparation. The revised and improved right of way rules
were adopted with few modifications: the process appears to have been far
more painless than the British experience.
However, outside the right of way rules there were still many differences of
opinions and traditions, mainly concerning race organisation and sailor’s
obligations. The differences were overcome by allowing national
“prescriptions” to cover these differences. This is still the case, though
fortunately the prescriptions are now down to a page or two of mainly
administrative detail rather than something to concern travelling yachtsmen
during a race.
The 1907 IRYU rules defined requirements for sailing instructions,
shortening course, recalling premature starters, protest, sailing committee
“protests”, and other organisational aspects which were previously
unwritten, and began to tie down some definitions, for example overlap and
overtaking.
Most of the right of way section followed the YRA principles, but the
committee, for its “meeting, crossing, and converging” section, followed the
NYYC’s logical structure:
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A yacht which
has the wind free shall keep out of the way of one which is close hauled. |
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A yacht which is
close hauled on port tack shall keep out of the way of one which is close
hauled on starboard tack. |
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When both have
the wind free on the same side the yacht to windward shall keep out of the
way of the yacht to leeward. |
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When both yachts
which have the wind free on the same side the yacht to windward shall keep
out of the way of the yacht to leeward. |
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When two yachts,
both close hauled on the same tack, are converging…and neither can claim
the rights of a yacht being overtaken, the yacht to windward shall keep
out of the way.” (The original NYYC rule gave right of way to the windward
boat in this situation, but this was reversed after 6 years). |
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“A yacht may not
tack so as to involve risk of collision with another yacht before filling
on her new tack, nor as to involve risk of collision….” |
The overtaking rule now applied between boats “sailing the same or nearly
the same course” when there was “risk of collision”, until one of them had
drawn clear. This was obviously going to cause problems for the future but
the “Collregs” definition of less than 67.5 degrees would have been even
worse!
The luffing rule required the leeward yacht to curtail her luff at the point
that “her bowsprit or stem would strike the overtaking yacht abaft her main
shrouds.” How the helmsman of a large yacht was supposed to determine this
point without colliding is unclear.
Room at marks and obstructions was clarified, the biggest changes being that
other racing boats could count as obstructions, and “room to tack” did not
apply at an obstruction that was also a mark that the windward mark could
fetch.
Finally, the liability rule stated that any question of damages be governed
by the NA’s prescription. The YRA’s prescription was that the owner of a
yacht in breach of these rules would be liable for all damages, subject to
the limits of the Merchant Shipping act (this would value a racing yacht at
well below its cost!). No protest committee today would dare to take on this
responsibility.
The meeting also set down the process for changing the rules. NA’s were no
longer able to modify them each year as they saw fit: changes had to be
submitted to the IYRU permanent committee for its approval. Meanwhile the
YRA introduced “footnotes” to the rules, which described how the YRA council
interpreted the rules: the equivalent of today’s ISAF casebook.
The IYRU rules were revised in 1912, 1929, 1946, 1959, and 1960, thereafter
every four years.
To North America
The unofficial yachting authority in the US at this time was the New York
Yacht Club. The NYYC rules continued to develop, generally as a reaction to
a specific incident. Sometimes independently (as with the six meeting,
crossing, and converging rules adopted by the IYRU) and sometimes by taking
on board ideas from over the Atlantic. Discussions between the other major
clubs existed, but were informal, and generally once the major clubs
instigated a rule change, the others eventually followed. However when
racing a regatta, as in the UK prior to the YRA, yachtsmen had to be aware
of which yacht club was running the regatta: for example for six years, the
Boston Yacht club required a windward boat to keep clear of a higher
pointing leeward one upwind, while The NYYC gave right of way to the
windward one.
As in the UK, the campaign for a National sailing body for the US and Canada
was championed by a journal, the “Forest and Stream”. The NAYRA was formed
in 1897, but with no support from the most powerful clubs, in particular the
NYYC, which did not wish to be subject to a “Supreme Council with ultimate
power,” folded three years later. Its major contribution to the rules was a
proposal for the first anti-barging rule, which would allow a leeward boat
to deny room at a start mark to an inside windward boat.
In 1912, the NYYC regatta committee met with the six biggest clubs and
associations of the US in an attempt to make the rules revision process more
systematic. Some minor changes were made, and the right of way rules grew
closer to the IYRU version. But clubs still used their own interpretations,
and fleets were starting to increase in size. By 1924 there were 38 Stars
competing at Larchmont Race week, and again it came to a journal, this time
“Yachting”, to report on the lack of rule observance, and call for clear
consistent rule interpretations, education, and a national authority as a
single body to interpret and administer the rules.
A meeting took place in 1925, and though the NYYC and the Eastern YC failed
to send delegates, the NAYRU was reborn. The NAYRU published its own rules,
based on the existing rules at the time (including the NYYC), and involved a
group of people dedicated to provide advice and help. However there was
still resistance from the clubs and associations to moving away from their
own versions; transatlantic travellers had yet another variable to contend
with!
In 1928, Yachting ran a series of rules quizzes, with a year's subscription
as a prize. This highlighted the level of confusion, with the majority of
respondents getting the answers wrong, and Yachting itself getting part of
the third question wrong by using a NYYC interpretation instead of an NAYRU
one. In 1929, the NYYC modified its rules to allow a starboard tack boat to
“luff as she pleases to prevent a yacht on port tack from crossing ahead of
her” this was not adopted by the NAYRU.
But the big news in 1929 was that the IYRU invited representatives from the
NYYC and the NAYRU to attend its annual general meeting, whose main agenda
was a revision of the racing rules. Secretary Brooke Heckstall-Smith hoped
to achieve world uniformity, and clearly felt that he needed both NYYC and
NAYRU to achieve that.
The process used to achieve agreement must have meet fascinating, but the
end result was that at least the US and IRYU right of way rules (but not the
rest of the rules) ended with almost identical wording. However
interpretations continued to be made independently, and significant dispute
could occur outside the right of way rules. An example occurred in the 1934
America’s Cup, when T.O.M. Sopwith’s Endeavour attempted to protest Rainbow
over a right of way rule. The NYYC protest rule required that a protest flag
be hoisted promptly: the IYRU stated “at the first reasonable opportunity
and when passing the sailing committee” T.O.M. Sopwith had clearly not read
or understood the significance of the different wording and the NYYC refused
to hear the protest.
The Vanderbilt influence
Harold S Vanderbilt, who was sailing Rainbow in this incident, was a legend
of sailing at this time. He defended the America’s cup 4 times, and in 1939
took his 12-Metre Vim to race against the best of British on their home
waters, winning 19 races out of 28 starts. He understood the deficiencies in
the rules due to inconsistencies and differences in interpretation.
In 1935, he sat down with colleagues to try to solve these problems through
amendment, but eventually realised that it was the basic principles that
were causing problems. Despite resistance to his first two sets of
solutions, Vanderbilt continued with his campaign, producing several
versions of his new rule before he found one which local clubs were
persuaded to trial during the war years.
One interesting innovation he wrestled with was to give right of way to a
yacht carrying a spinnaker over one that is not. Modern asymmetric sailors
would have sympathy with a rule that allowed an overpowered boat to bear off
in a big gust: in fact some skiffs and catamarans have unsatisfactorily
trialled a similar concept, but Vanderbilt was persuaded to keep to his
original objective of simplifying the rules and minimising exceptions rather
than the opposite.
Vanderbilt's ”Suggested revision of the International Yacht Racing Right of
way rules” began with the four fundamental rules today’s racers will
instantly recognise:
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If two yachts
are on opposite tacks, the port tack yacht shall keep out of the way. |
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If two yachts on
the same tack are clear ahead and clear astern, the yacht clear astern
shall keep out of the way. |
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If two yachts on
the same tack overlap, the windward yacht shall keep out of the way. |
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A yacht, while
tacking or jibing, shall keep out of the way of a yacht on a tack. |
The exceptions, and marks and obstructions, were dealt with in a similar
clear and logical way. Note that the fundamental changes are that there is
no “overtaking boat” clause -though many racers still believe it exists
somewhere- and that a starboard tack boat has right of way over a port,
whatever the respective points of sailing. Vanderbilt also introduced the
idea “mast line” to curtail a luff, rather than guessing when and where the
leeward boat might hit the windward one, and an “anti barging rule” to
prevent windward boats forcing a passage at the start line.
In 1941, Yachting reported that the Lake George Yacht Club had used the
Vanderbilt rules throughout the summer, and voted to use them again:
“They are easier to understand, easier to remember, and easier to
interpret”.
By 1945 he was on his 5th version, had distributed 5000 copies,
had addressed issues of barging at the start line, and the concept of a one
boat length circle beyond which an inside boat could not establish an inside
overlap. (Increased to 2 boat lengths in 1946). He felt confident enough to
imply a threat to NAYRA to establish a rival yacht racing union if NAYRU did
not follow the lead of the increasing number of clubs in the US who were
using the Vanderbilt rules.
In 1946, NAYRU appointed a special committee on revision of the racing
rules, and shrewdly appointed Vanderbilt as the 7th man. He
managed to convince the committee of the validity of most of his ideas, and
they produced an official version, which in 1948 became its racing rules,
except for international races.
Politics, politics
In 1947, Vanderbilt attended the permanent committee of IYRU as one of the
US “observers”, and was given an opportunity to present and explain what
were still known as the Vanderbilt rules. The IYRU was shocked at the speed
of chang: it was explained that NAYRU had been forced to take this action
through public opinion.
During 1948, several UK clubs trialled the new rules and reported back, and
at the autumn meeting Jan Loeff suggested that the time had indeed come to
consider how the existing IYRU rules could be improved. One of the committee
members was one Gerald Sambrooke Sturgess, who spent most of the next 31
years as chairman of the committee.
The sub-committee’s preliminary report on the NAYRU rules was negative: they
had not had enough time to be trialled; in attempting to solve some of the
problems encountered under existing rules, the new code was quite likely to
produce a number of new ones, equally difficult; they conflicted with the
collregs and therefore presented potential legal problems; that YRA and IYRU
case law would no longer be of any use. It was regretted that that USYRA was
trying to force their hand, and had unilaterally adopted a different code to
the rest of the world, however the IYRU was adopting some of the NAYRU rues
in its 1949 draft amendment rules.
The dichotomy continued, with NAYRU continuing to develop is version, IRYU
doing the same, each using some concepts from the other but with no common
goal of a unified rule. An example was the IYRU’s new rule 29: “If a right
of way yacht fails to avoid a collision that may result in serious damage,
she shall be liable to disqualification as well as the other yacht.” The
implication is that even if she tries to avoid a collision, and fails, she
may be disqualified.
This was a significant change in Europe: where previously all responsibility
was placed on the give way yacht. It also which leapfrogged NAYRU’s …”yachts
shall do their utmost to avoid collision.” The cynical may conclude that the
European rule makers of the day liked the NAYRU concepts, but felt that they
could do better.
However, several Scandinavian countries experimented with the NAYRU rules,
and Sweden adopted them, while at the same time, NAYRU came closer to
joining IYRU.
The universal rules.
A softening of attitudes followed when a group including Peter Scott of
England, Vanderbilt, Crown Prince Olav of Norway influenced the Swedish
Yachting Union to submit a draft by Niels Benzon of Denmark which
incorporated the main features of the Vanderbilt rules into the IYRU rules:
a truly international effort!
Sir Ralph Gore - one of the key opposers to change in the rules - resigned
as head of IYRU (and the newly designated RYA), his place as President of
IYRU was taken by the more liberally minded Scott.
A new rules committee was established: “To evolve the best racing rules with
a view to achieving a universal code as soon as possible”.
Prince Olav was chairman; other members were Robert N Bavier of the NAYRU,
Niels Benzon, Jan Loeff, and Gerald Sambrooke Sturgess. Prince Olav resigned
on his accession, and Niels Benzon took over. During this time there was
negotiation between Sambrooke Sturgess, representing the RYA, and F. Gregg
Bemis of the NAYRU.
Sambrooke Sturgess recalls the final leg of this long and apparently painful
voyage:
“If the two largest and most powerful authorities governing the sport agreed
a code of rules, the other NA’s would accept it, subject to any further
amendments. [We] were discussing the two codes to discover how and why some
of them differed in principle or detail, and attempting to draft wording
they hoped would be acceptable to both authorities. Progress was slow as all
decisions were conduced by correspondence, sometimes a particular point
travelled back and forth several times before being finally settled.
In 1960, [we] met for the first time at Naples for the Olympic Regatta. Each
evening, after the International Jury had heard protests and had dined, [we]
retired to one of their rooms to do [our] best to resolve the remaining
differences in some rules. The International Jury comprised most of the
members for the IYRU rules committee, so, after breakfast the next morning,
it met for an hour before going afloat to follow the races, when [we]
presented [our] previous nights work for approval.”
The end result of these efforts was the most important event in the
administration of our sport: the first universal code of racing rules.
Consolidation
IYRU now had a fully representative rule making committee, and a universal
set of racing rules, with a logical construction. The next thirty years saw
a fine-tuning process, as practice identified areas of concern. The rules
were also required to move with the times: coming to terms with, for
example, increasing professionalism and the possibilities of sponsorship, a
demand to attempt to make the sport more interesting to spectators, and
rules for specialist parts of the sport such as match racing, team racing,
and board racing. Then as now, National Authorities and various other
bodies, which made recommendations to the Council every four years, made
submissions to the Racing Rules Committee. The deadline for submissions for
rules changes to be considered for the 2009-2012 rules will be the ISAF
November 2007 conference.
Some of the significant changes in this consolidation period were:
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1963:
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Introduction
of the two-boat length zone as the point at which an inside overlap had
to be established to entitle a boat to water. (Yet another idea
originally proposed by Vanderbilt, it is suggested that this incarnation
came as a result of a discussion between Paul Elvstrom, on the way to
his 4th Olympic gold medal, and Niels Benzon. |
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The member of
a club in charge of the boat no longer had to be an amateur; this was
now left to class associations and race organisers to specify. |
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1969
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A new one
minute “round the ends rule” to apply after a general recall. General
recalls were already beginning to be a problem. (And still are: even
with the much more brutal “black flag rule”, starting processes are a
cause of serious debate to this day. |
 |
A new rule
prohibiting advertising except for manufacturers labels. |
|
 |
1973
 |
Individual
recalls signalled by dipping the class flag with no requirement for a
hail to the boat or display of a recall no: putting the onus on
competitor rather than race committee. |
 |
The “heavy
sweater” rule: prohibiting clothing worn for increasing weight, unless
specified in class rules, and then limited to 20kg max. Over the years
this maximum weight steadily reduced and is now zero). |
 |
Alternative
penalties for breaking a right of way rule: a 720-degree turn, or a 20%
penalty as specified in the SI’s. (A welcome liberalisation: packing up
and going home for an unintentional foul always seemed over harsh,
especially for recreational sailors) |
 |
If there is
contact, one has to take a penalty, protest, or retire: the counterpart
of the alternative penalty: “now that there is an alternative there is
no excuse for not following the rules). |
|
 |
1977
 |
An
experimental rule (not allowed in major championships) to allow
unlimited kinetics in certain conditions. |
|
 |
1981
 |
The first
relaxation of the advertising rule, to allow event sponsors.
|
 |
The
experimental kinetics rule disappears (but not for ever!) Instead there
are clearer definitions of what and what is not allowed. |
|
 |
1989
 |
720-degree
turn (rather than re-rounding) for hitting a mark. (This later becomes
less iniquitous 360-degree turn.) |
|
Does it have to be that complicated?
Any sort of “fix” is invariably more complex than re-building from scratch,
this it was inevitable that the fine tuning process had led to an increase
in the number of rules, sub clauses, and exceptions, and therefore their
complexity. It was felt that this complexity was not helping people into our
sport, and was discouraging competitors from understanding the rules and
using them properly. There were even disagreements between judges about what
some of the rules meant, which led to conflicting interpretations, until the
“correct” solutions found their way into the case book. If the rules could
be made shorter and less complicated, they would be easier to understand and
remember.
In 1993, the leaders of the IYRU decided that the rules should be
simplified, in time for the 1997 rule book. NA’s were asked to propose
simplified right of way rules for consideration at the 1993 annual meeting.
The guiding principles were that the new rules should:
 |
Embody
principles of fairness that most sailors accept. |
 |
Discourage
contact between boats |
 |
Allow
manoeuvring in close quarters with a minimum of anxiety |
 |
Encourage
sailing fast, and discourage impeding others |
 |
Minimise
exceptions and rules of unusual situations |
 |
Be stated in
simple, direct, familiar language. |
The prime movers were Goran Pettersen, Dick Rose, Bill Bensen, and Mary Pera
of the racing rules committee, which produced an experimental right of way
rules for testing in 1994. These were used by more than 100 clubs from
around the world, and based on their feedback, another version appeared in
1995.
The experimental right of way rules were certainly shorter and simpler: just
9 in the 1994 and 11 in the 1995 (compared to 17 in the 1993 rule book).
Definitions were clarified and simplified, and by simplifying the rules,
some definitions that would not be required were dropped, for example there
was no definition of tacking. As well as simplification of structure some
basic principles were changed: some (but not all) of these new principles
made it into the new rules, and some were changed several more times in
development before finding their current form.
Though this extreme level of simplicity did not make it in its entirety
through to the current rule book, there are now only 13 right of way rules
compared with the previous 17. The language has certainly been simplified,
there are far fewer sub-clauses and special exceptions, and once the sailors
began to get used to a completely new set of rule numbers, (the revision
extended to the whole rule book not just the right of way rules) the changes
met with fairly universal approval.
As for the changes in meaning, some of the major difference between the
“old” (1993) rules and the current (2005) ones are:
 |
Boats to avoid
contact if reasonably possible. |
 |
There is no
luffing rule: any course change must give the other boat room to keep
clear, and no “mast abeam”: the leeward boat can continue to luff until
the windward has passed. |
 |
The limitation
on altering course (old rule 35) now simply prevents a starboard tack boat
making a course alteration that immediately requires a ducking port boat
to change course. |
 |
A boat tacking
within 2 boat lengths of the windward mark cannot force an outside boat to
sail above close hauled, and must give room if another boat gains a
leeward overlap. |
 |
The new mark
rounding rule (18) is structured in a completely different way. |
The future
The new rules structure may not have achieved the level of simplicity that
IYRU’s leaders hoped for, but it certainly provided principles for future
change. For 2009, the rule makers are again looking closely at rule 18. With
racing boats of all sizes getting faster downwind each year, one area for
concern is the point at which rule 18 begins to apply: “just how far from a
mark is ‘about to round or pass a mark’?”
Whatever solutions are proposed, the development of the rules is sure to
continue. All sailors who compete have a debt of gratitude to all the
personalities who have toiled over our rule books for almost 200 years in
attempt to make sailboat racing fair and understandable.
Education

Few racing sailors of the 1970’s
and ‘80s travelled far without their “Elvstrom Explains the Yacht Racing
Rules, with its friendly green cover, model plastic boats, and black and red
illustrations indicating which boat was right and wrong in every case. In a
recent interview for Sailpower, Elvstrom himself explained:
'The racing rules were interpreted in different ways. I thought this was
wrong because the rules needed to be interpreted in the same way all over
the world. So with Richard Creagh-Osborne I decided to make a correct
interpretation of the rules and published the book. When Richard died, one
of his friends took over. Now, my son in-law who is an umpire and an
international judge has taken over the rules book. Although it still has my
name on it'
But Elvstrom was not the first rules educator. Heckstall-Smith published
“The Complete Yachtsman in 1912, Sambrooke Sturgess presented “The 1959 IYRU
Yacht Racing Rules”, and there have been plenty of others including R.n.
Bavier, Eric Twiname, Mary Pera, Dave Perry, and Bryan Willis. One of our
favourites; “Clarence’s Clarities, was written for Yachts and Yachting
magazine by Austin Farrar in 1959 and still has pride of place in some UK
sailor’s attics.
With simplified rules, specialist books, features in yachting
magazines, the full rule book plus case book and Q and A’s published on
ISAF’s website (www.sailing.org), plus
commercial DVD’s and quizzes and articles on the internet, there has never
been less excuse for today’s sailors to access, understand, and follow the
current racing rules. |